At Corebridge Financial, we believe action is everything. That’s why every day we partner with financial professionals and institutions to make it possible for more people to take action in their financial lives, for today and tomorrow.
We Align To a Set Of Values That Are The Core Pillars That Define Our Culture And Help Bring Our Brand Purpose To Life
We are stronger as one: We collaborate across the enterprise, scale what works and act decisively for our customers and partners.
We deliver on commitments: We are accountable, empower each other and go above and beyond for our stakeholders.
We learn, improve and innovate: We get better each day by challenging the status quo and equipping ourselves for the future.
We are inclusive: We embrace different perspectives, enabling our colleagues to make an impact and bring their whole selves to work.
Who You'll Work With
The Legal team is responsible for providing advice and counsel to our business and functional clients across the company. Our legal professionals help the company avoid legal exposure,
while ensuring compliance with local laws and regulations in the countries where Corebridge Financial operates. Company attorneys also complete innovative deals and help shape the development of cutting-edge insurance products.
About The Role
The Branch Office Examiner is responsible for the following:
Conduct approximately 75-125 comprehensive examinations per year.
Travel independently up to 50% of the time.
Schedule and discuss exam expectations with the branch management.
Prepare for each exam by generating and analyzing various reports and conducting comprehensive pre-examination research.
Review exam findings with branch management.
Draft and issue high quality examination reports in a timely manner.
Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations and firm policies during the exam.
Interpret the Written Supervisory Procedures, FINRA manual, Compliance